Achieve Greater Investment Control with Defined Outcome Investing – New York Life Investments – 7.8.20

Overview:
Title: Achieve Greater Investment Control with Defined Outcome Investing
Date: Wednesday, July 8, 2020
Time: 1:00 PM Eastern Daylight Time
Duration: 1 hour

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I certify that I am a registered financial professional, I have received the prospectuses and term sheets related to this webinar and I agree not to share the link to this webinar. I also understand that the strategies and information to be discussed on this webinar are for educational purposes and are not a recommendation, offer or solicitation to buy or sell any securities or adopt any investment strategy. There is no guarantee that any strategies discussed will be effective. This information should not be relied upon as a primary basis for an investment decision.
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Summary:

Now On Demand.

As countries around the world begin to reopen following coronavirus lockdowns, markets have been mixed in their responses. Market volatility and uncertainty have caused both bullish and bearish investors to question where markets will turn next.

With defined outcome investing, clients can invest with a clearer understanding of the potential for upside or downside versus the broad market and add greater control to their investment outcome. At this upcoming webcast, we will discuss the following:

  • Summary of the current market environment
  • What is Defined Outcome investing
  • Benefits of Defined Outcome investing
  • How to access Defined Outcome investing
  • Offering process and timeline

Speakers:
John Lloyd John Lloyd Managing Director New York Life Investments

John is the Head of the Advisory Consulting Group and interim head of the Central Division for Retail Distribution. Prior to joining New York Life Investments, John was a Managing Director at Credit Suisse — where he oversaw various segments of the Private Bank including Portfolio Construction, Swiss Custody, Institutional Consulting, Manager Research, and Managed Accounts.
Steve Houston Steve Houston Partner m+ funds

Steve joined m+ funds in April, 2017 and is responsible for business development activities. He has over 28 years of industry experience having worked primarily in both the Wealth Management segments and in Capital Markets/Derivatives businesses.

Steve started his career with PaineWebber working in the Mortgage-Backed Securities group. He then joined Bankers Trust Company in the Fixed Income Derivatives group and spent approximately 7 years with the firm being located in both New York and Hong Kong. Steve then spent ten years with Merrill Lynch where he worked in both New York and in Tokyo. While at Merrill he co-headed the firm’s Private Client Structured Investments business, as well as the firm’s Private Client Alternative Investments business.

Steve was then recruited by Barclays Bank to oversee their Americas Wealth Management business. He spent 6 years with Barclays during which time he was also appointed to the Board of Directors of Barclays Capital Inc. At the end of 2015, Steve helped execute the sale of his division (the Americas Wealth Management business) to Stifel Financial where he then spent approximately 1 year, prior to joining m+ funds.

Steve holds his undergraduate degree from the University of Texas, Austin and his MBA from Columbia University.
Buffer 20 fee based term sheet Buffer 20 standard term sheet Buffer prospectus Growth 300 fee based term sheet Growth 300 standard term sheet Growth 300 prospectus All investments are subject to market risk, including possible loss of principal. Diversification cannot assure a profit or protect against loss in a declining market.

m+ Funds is not affiliated with New York Life Investments.

The structure of these securities may be complex, and the suitability of an investment should be considered based on your investment objectives, risk tolerance, financial goals and time horizon. You should consider the portfolio’s investment objective, risks, fees and expenses carefully before investing. Contact your financial advisor to request a prospectus, which will contain this and other information about the portfolio. Read it carefully before you invest. This communication shall not constitute an offer to sell or a solicitation of any offer to buy.

A unit investment trust (UIT) is a professionally selected, pooled investment vehicle in which a portfolio of securities is selected by the sponsor and deposited into the trust for a specified period of time. Generally, a UIT portfolio is not actively traded and follows a buy and hold strategy. A UIT is registered with the SEC as a Registered Investment Company (RIC) or Grantor trust.

Potential Risks of Defined Outcome UITs the ability to have a more controlled investment experience is a key benefit of a defined outcome UIT. Potential risks include: Must Be Held for Outcome Period.

Slippage Risk. While the strategy is designed to deliver the outcomes outlined in the applicable prospectus, there is no guarantee that it will. Because of expenses and the potential impact of redeeming holders on the remaining holders, the strategy may not be able to provide the estimated outcomes for investors holding their investments until maturity.

Capped Upside: Unitholders may be subject to an upside return cap that represents the maximum percentage return that can be achieved from an investment in the UIT over the life of the trust, before fees and expenses.

All investments are subject to market risk, including possible loss of principal.

Diversification cannot assure a profit or protect against loss in a declining market.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. Securities distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

FOR REGISTERED REPRESENTATIVE USE ONLY. NOT TO BE USED WITH THE GENERAL PUBLIC.

SMRU 1861235