The Benefits of Securities-Based Lending To You And Your Clients – TriState Capital – 4.10.24

July 15, 2021

Overview:

Title: The Benefits of Securities-Based Lending To You And Your Clients

Date: Wednesday, April 10, 2024

Time: 1:00 PM Eastern Daylight Time

Duration: 1 hour

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Summary:

Now On Demand

This informative webinar provides an overview of a securities-based line of credit (SBLOC) from TriState Capital Bank. As one of the most flexible lending options available to you and your clients, SBLOCs offer access to liquidity without disrupting your clients’ investment strategies and objectives. With both fixed- and floating-rate options available, SBLOCs are an ideal solution for both short- and long-term borrowing needs for all of life’s milestones.

Accepted for 1 CFP^® / IWI / CFA CE Credit

Speaker:

Dave Paterra SVP & Relationship Manager TriState Capital Bank

Dave has 20 years’ experience in private banking. He is primarily responsible for providing solutions for family offices, investment firms, financial advisors and their clients, as well as for business executives.

TriState Capital Bank is a Pennsylvania chartered bank. Securities-based lending is a non-purpose margin loan secured by eligible, marketable securities. It is non-purpose because the proceeds of the line of credit cannot be used to purchase or carry securities. Securities-based lending has special risks and is not suitable for all investors. The risk of securities-based lending include: (i) market fluctuations that may cause the value of pledged assets to decline, (ii) a decline in the value of the pledged securities that could result in selling the securities to maintain equity, and (iii) possible adverse tax consequences as a result of selling securities. Fluctuations in market interest rates could also affect the applicable index rate that applies to your line of credit causing the cost of the credit line to increase significantly. The interest rates charged on lines of credit backed by securities are determined in part by the line of credit amount as outlined in the loan documents.