Concentrated Single Stock Positions and Tailored Portfolio Solutions – Morgan Stanley – 6.27.24

Concentrated Single Stock Positions and Tailored Portfolio Solutions - Morgan Stanley - On Demand CE

Overview:
Title: Concentrated Single Stock Positions and Tailored Portfolio Solutions
Date: Thursday, June 27, 2024
Time: 2:00 PM Eastern Daylight Time
Duration: 1 hour

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Summary:

Now On Demand

Join us for an interactive deep dive into the growing and essential strategies that sophisticated advisors are utilizing to manage risk, protect principal, increase income and reduce tax burdens for their clients. During this webcast, we will cover:

  • Monetization Strategies for Concentrated Single Stock Positions
  • Structured Products and Defined Outcome Strategies
  • Variable Prepaid Forwards and Warrants
  • Covered Call Writing Overwriting and Protective Puts
  • Portfolio Construction, Risk Mitigation and Tax Considerations

Learn how Morgan Stanley’s Advisor Solution Team and Mariner Wealth Advisors work together with RIAs, Family Offices and other advisors to implement tailored portfolio solutions for clients.

Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to transformative thinking, innovative strategies and cutting-edge solutions. Our product suite encompasses equity options, structured notes, equity swaps, warrants, and futures, on individual securities, indices, and baskets of securities.

Mariner is a privately held, national financial services firm equipped with the experience to meet your modern wealth needs. Our advisors have unmatched access to in-house expertise covering everything from tax, estate, trust, and insurance to investment banking and valuation, so they can maximize time spent creating unified wealth plans with clients. By opening more windows of wealth, we create opportunities to positively impact the lives of many. With this purpose, we intend to raise the bar for the entire industry. Founded in 2006 with $300 million in assets under advisement, Mariner and its affiliates now advise on over $122 billion in assets as of 12/31/23. Learn more at www.mariner.com.

Accepted for 1 CFP® / IWI / CFA CE Credit

Speakers:
Lou Mandia Lou Mandia Vice President, The Advisor Solutions Team Morgan Stanley | Institutional Equity Division

Lou Mandia spearheads RIA Strategy at Morgan Stanley within the Institutional Equity Division, strategizing with clients on bespoke portfolio solutions to achieve targeted outcomes. Prior to joining Morgan Stanley, Lou spent three years at UBS spearheading RIA and Broker Dealer distribution for Global Equity Derivatives, and six years at Goldman Sachs & Co, focused on structured investments and cross-asset distribution within the Global Markets Division.
David Myakotnikov David Myakotnikov Portfolio Manager Mariner

David Myakotnikov is a portfolio manager at Mariner and is responsible for managing the firm’s structured note separately managed accounts.
Important Information and Qualifications

The information provided herein was prepared by sales, trading, or other non-research personnel of one of the following: Morgan Stanley & Co. LLC, Morgan Stanley & Co. International PLC, Morgan Stanley MUFG Securities Co., Ltd, Morgan Stanley Capital Group Inc. and/or Morgan Stanley Asia Limited (together with their affiliates, hereinafter “Morgan Stanley”) but is not a product of the Morgan Stanley Research Department or prepared by the Morgan Stanley Research Department. This communication is a marketing communication and is not a research report, though it may refer to a Morgan Stanley Research report or the views of a Morgan Stanley research analyst. We are not commenting on the fundamentals of any companies mentioned. For additional information and important disclosures, see http://www.morganstanley.com/disclaimers.

An investment in OTC strategies may not be suitable for all investors. These investments involve substantial risks. The appropriateness of a particular investment or strategy will depend on an investor’s individual circumstances and objectives. This material does not provide individually tailored investment advice, nor does it offer tax, regulatory, accounting or legal advice.

The information provided herein has been prepared solely for informational purposes and is not an offer or a solicitation of an offer to enter into any over-the-counter derivative transaction. No representation is given with respect to the information’s accuracy or completeness, and it may change without notice. Morgan Stanley, on its own behalf and on behalf of its affiliates, disclaims any and all liability relating to these materials, including, without limitation, any express or implied representations or warranties for statements or errors contained in, or omissions from, these materials. Morgan Stanley is not advising you to take any particular action based on the information, opinions or views contained herein, and acceptance of such document will be deemed by you acceptance of these conclusions. You should consult with your own municipal, financial, accounting and legal advisors regarding the information, opinions or views contained in this communication.

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