Engine No. 1: The Power of Active Ownership – Engine 1 – 3.28.22

Overview:
Title: Engine No. 1: The Power of Active Ownership
Date: Monday, March 28, 2022
Time: 1:00 PM Eastern Daylight Time / 10:00 AM Pacific Time
Duration: 1 hour

Register Now:
Already Registered?
Accepted for one hour of CFP®, CFA® & CIMA®, CIMC®, CPWA® or RMA CE Credit for live webcast attendees. RIA Database is registered with the CFA Institute as a Sponsored Provider of Live CE Programs for CFA Charterholders. To receive credit, please enter your CFP Board Number/CIMA ID Number/CFA Institute ID below.
*I am a financial professional. I understand that this event is for financial professionals only, and I may be contacted by the sponsor.

Summary:

Now On Demand.

Engine No. 1 is an investment firm purpose-built to create long-term value and bring common sense back to capitalism.

We launched Engine No. 1 Transform 500 ETF (ticker: VOTE) and Engine No. 1 Transform Climate ETF (ticker: NETZ), to bring the voices of investors to the boardrooms of the nation’s largest companies and invest in companies accelerating the decarbonization of the economy.

Join our live webinar to learn more about our work as active owners to hold companies’ accountable on climate change and other environmental, social, and governance issues. We’ll cover recent engagements and case studies of companies that are making progress on the path to net zero.

Speakers:
Yasmin Dahya Bilger Yasmin Dahya Bilger Head of ETFs Engine No. 1

Yasmin leads the firm’s client, product, and platform strategy, and has spent her career in the capital markets and in building asset-management businesses.

Before joining Engine No. 1, Yasmin worked at J.P. Morgan Asset Management where she ran the US product specialist teams across factor-based, market cap, and model portfolio strategies. Previously, she was an ETF product strategy and development lead where she focused on the launch of new ETFs across all asset classes. She started her career at Goldman Sachs in Fixed Income Interest Rate and Macro Cross Asset Sales.

Yasmin received a BS in Foreign Service from Georgetown University and an MBA from Harvard Business School.
Yusuf George Yusuf George Managing Director, Active Ownership Engine No. 1

Yusuf manages Engine No. 1’s active ownership and proxy-voting strategies for the firm’s fund portfolio companies.

Prior to joining Engine No. 1, Yusuf worked at JUST Capital, where he developed and led the firm’s corporate engagement strategy, oversaw the racial equity portfolio, and assisted with investor-related engagement. He began his career in the global capital markets division at Barclays Capital.

Yusuf received a BS in Computer Science from Trinity College.
Eddie Hsieh Eddie Hsieh Senior Analyst, Mobility and Agriculture Engine No. 1

Eddie sources global investment opportunities across the mobility and machinery industries. He is focused on finding businesses that promote a zero-emission, zero-congestion, and/or zero-accident future.

Before joining Engine No. 1, Eddie was an analyst at Partner Fund Management, where he covered companies in the automotive and mobility sectors. Prior to that, he served as a finance manager at Lyft, where he supported the western- and central-US general managers and helped to develop and launch Lyft’s All-Access subscription service. He began his career in finance as an equity research associate at UBS Investment Bank, covering the US automotive and automotive parts sectors.

Eddie received a BA in Economics and Biology from Swarthmore College and an MBA from Cornell University.
IMPORTANT INFORMATION

Before investing you should carefully consider the investment objectives, risks, charges and expenses of each of the Engine No. 1 Transform 500 ETF and Engine No. 1 Climate ETF. This and other information will be included in a prospectus for each fund, a copy of which may be obtained by referring to ETF.Engine1.com. Please read this prospectus carefully before you invest.

 This webinar is for informational purposes only. The webinar is not intended to be and does not constitute an offer to sell, or a solicitation of an offer to buy, any securities, financial instruments, investments, or other services from Engine No 1. or any of its affiliated entities. Any offer to buy an interest in any investment vehicle managed by Engine No. 1 will be made pursuant to the investment vehicle’s applicable offering documents which will only be furnished to qualified investors. No information in this presentation should be construed or relied upon as investment, legal, accounting, tax or other professional advice or in connection with any offer or sale of securities. Investing involves risk and the potential loss of principal. References to other securities is not a recommendation to buy or sell. The Engine No. 1 ETFs will be advised by Fund Management at Engine No. 1 LLC and distributed by Foreside Financial Service, LLC.

Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the Fund. Brokerage commissions will reduce returns.

Engine No. 1 Transform 500 ETF (VOTE) is not actively managed, and Fund Management at Engine No. 1 LLC (the Adviser) generally does not attempt to take defensive positions under any market conditions, including declining markets. This Fund may be subject to tracking error, which is defined as the divergence of the Fund’s performance from that of the underlying index. At any given time, the Fund can have exposure to derivative instruments. A strategy or emphasis on environmental, social and governance factors (“ESG”) may limit the investment opportunities available to a portfolio. Therefore, the portfolio may underperform or perform differently than other portfolios that do not have an ESG investment focus. Please see the prospectus for a full list of Fund risks.

Engine No. 1 Transform Climate ETF (NETZ) is actively managed and may be susceptible to an increased risk of loss, including losses due to adverse events that affect the Funds’ investments more than the market as a whole, to the extent that the Funds’ investments are concentrated in the securities of a particular issuer or issuers, country, group of countries, region, market, industry, group of industries, sector or asset class. Shares are subject to the risks of an investment in a portfolio of equity securities in an industry or group of industries in which each Fund invests. Investments in emerging market countries may be subject to greater risks than investments in developed countries. The Funds may purchase and write put and call options on futures contracts that are traded on an exchange as a hedge against changes in value of its portfolio securities, or in anticipation of the purchase of securities, and may enter into closing transactions with respect to such options to terminate existing positions. There is no guarantee that such closing transactions can be effected.

Holdings and sector allocations are subject to change and not a recommendation to buy or sell. As of 3/31/2022, VOTE and NETZ held the following companies in the following percentages: Costco represented 0.65% of VOTE and 0.00% of NETZ. Ford represented 0.17% of VOTE and 5.48% of NETZ. Microsoft represented 5.88% of VOTE and 0.00% of NETZ. Exxon represented 0.89% of VOTE and 0.00% of NETZ. GM represented 0.16% of VOTE and 5.42% of NETZ. Deere represented 0.30% of VOTE and 5.99% of NETZ. Penumbra represented 0.00% of VOTE and 0.00% of NETZ.

The description of Engine No. 1’s investment process and strategy are intended to be representative but may be changed from time to time by Engine No. 1, and Engine No. 1 may alter the information at its discretion. Engine No. 1 intends to be focused and directed in the selection of opportunities to actively engage with portfolio companies. Engine No. 1 intends to measure the investment made by companies in their employees, communities, customers and the environment, including through the use of financial, operational, and environmental, social and governance (“ESG”) metrics. While Engine No. 1 intends to seek opportunities to employ its active ownership beliefs, regulatory restrictions may limit the nature and extent of engagement in certain circumstances. Additionally, in the event that Engine No. 1 were to engage in active ownership, such activities may not be successful or, even if successful, an investment may still lose value or incur additional costs when engaging in active ownership.

When Engine No. 1 engages in activism, such activities may not be successful or, even if successful, the Fund may incur additional costs or its investment may still lose value. In addition, while Engine No. 1 intends to seek opportunities to employ its active ownership beliefs, restrictions, corporate policies, regulatory and fiduciary concerns may limit the nature and extent of engagement under certain circumstances and such activities may not be successful.

For Institutional Use Only. Not For Use With The Retail Public.

©2022 Engine No. 1 LP