Hedging and Monetization Strategies For Concentrated Stock Positions – Goldman Sachs – 3.8.23

Summary:

With a rebound in markets but uncertainty still high, we are seeing an increasing number of requests from investors for efficient ways to hedge and also monetize concentrated positions in low basis stocks. Learn directly from the Goldman Sachs Sales & Trading Desk who will provide an overview of options strategies which can provide your existing or prospective clients with downside protection or liquidity solutions tailored to meet their needs. Historically these strategies have not been available to most RIAs, but the GS team will explain how these strategies work, how they can help you differentiate your business and how you can access them directly through Goldman.

Accepted for 1 CFP^® / IWI / CFA CE Credit

Speakers:

Sammi Lee is a Vice President on the Private Investor Products Group at Goldman Sachs. At Goldman, Sammi focuses on providing RIA’s access to a variety of products within capital markets. She joined Goldman Sachs from Barclays where she was covering insurance companies for FIA/VA hedging, new mandates and FIA/Smart Beta marketing and more recently RIA’s for structured notes, ETN’s and other derivative products. She is a graduate of the University of Georgia, where she was a member of the golf team and studied Finance.

Lindsay is an Associate on the Private Investor Products Group at Goldman Sachs where she focuses on providing solutions to sophisticated RIAs and Family Offices outside of traditional stock and bonds. Her role concentrates primarily on structuring and marketing derivative packages to help clients achieve market outperformance. In addition to her involvement with RIAs, she also has experience on the institutional side with regards to fixed income structured products. She joined Goldman Sachs from Vanderbilt University where she studied Economics with a concentration in Finance & Accounting.